Ongoing Membership Compliances

• Networth of Clearing Members:
• Change in Membership Category:
  • Addition of Clearing Segment (TM to TCM/STCM/PCM)

    The Trading Member (TM) currently registered with the Exchange, satisfying the Net worth criteria prescribed for Clearing Member (TCM/STCM/PCM) as per Fee and Deposit Structure for all membership categories and providing an additional security deposit as prescribed therein shall be eligible to apply for Clearing Membership of NCCL.

    • Documents for Addition of Clearing Segment.
  • Surrender of Clearing Segment (TCM/STCM/PCM to TM)

    Clearing Members (TCM/STCM/PCM) can change their membership category to Trading Member (TM) Processing fees for such surrender of Clearing Segment is Rs 1.00 Lakh plus applicable tax shall be deducted by NCCL.

    • Documents for Surrender of Clearing Segment.
• Change in Designated Directors
• Change in Non-Designated Director
• Change in Compliance Officer
• Change in Shareholding Pattern with Change in Control - Corporates
• Change in Shareholding Pattern without Change in Control - Corporates
• Annual Returns
• Transfer of Membership
  • Transfer of membership by way of Scheme of Arrangement/Merger/Amalgamation

    Stage I - Transfer of membership

    Stage II - Scheme of Arrangement/Merger/amalgamation

  • Transfer of membership by way of Sale of Business

    Stage I - Transfer of membership

    Stage II - Sale of business